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The SEC is seeking your comments on a recent SEC rule filing, intended to have an impact in the Structured Securities processing arena. This is your opportunity to input your voice. We strongly suggest that our Division members discuss this matter within their firms and ask that each firm comment on a firm level. Attached is a template letter, authored by DTC, that outlines comments you may wish to make to the Commission. The template letter is provides coments that are in align with the ...

The attached memorandum was issued to Unitholders of Oaktree Capital Group, LLC of record as of October 1, 2007 with regard to the distribution payable on October 11, 2007. Oaktree Capital Group LLC Class A Units (CUSIP # 674001102) is eligible for DTC Custody Services only. Oaktree Memorandum (PDF)

ATTENTION REQUIRED DTCC's Corporate Action System Reengineering Publication of Business and Technical Transition Documentation For the next phase of the corporate actions system reengineering initiative, DTCC has released a Guide to DTCC's Corporate Actions Reengineering Transition Plan with supporting business and technical transition documentation to provide customers with the information required to plan for the necessary modifications to their own systems. The goal of ...

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